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Bad Elk v. United States

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Bad Elk v. United States
Supreme Court of the United States
Argued February 26, 1900
Decided April 30, 1900
Full case nameJohn Bad Elk v. United States
Citations177 U.S. 529 (more)
20 S. Ct. 729; 44 L. Ed. 874; 1900 U.S. LEXIS 1823
Case history
PriorUnited States v. Bad Elk (C.C.D.S.D. 1899) (unreported)
Holding
Held that an individual had the right to use force to resist an unlawful arrest and was entitled to a jury instruction to that effect.
Court membership
Chief Justice
Melville Fuller
Associate Justices
John M. Harlan · Horace Gray
David J. Brewer · Henry B. Brown
George Shiras Jr. · Edward D. White
Rufus W. Peckham · Joseph McKenna
Case opinion
MajorityPeckham, joined by unanimous
Laws applied
Common law: Self-defense

Bad Elk v. United States, 177 U.S. 529 (1900), was a United States Supreme Court case in which the Court held that an individual had the right to use force to resist an unlawful arrest and was entitled to a jury instruction to that effect.

In 1899, a tribal police officer, John Bad Elk, shot and killed another tribal police officer who was attempting to arrest Bad Elk without a warrant, on a misdemeanor charge, for a crime allegedly committed outside of the presence of the arresting officer. The Supreme Court reversed his conviction, noting that a person had the right to resist an unlawful arrest, and in the case of a death, murder may be reduced to manslaughter. The Supreme Court held the arrest to be unlawful due, in part, to the lack of a valid warrant.

This case has been widely cited on the internet, but is no longer considered good law in a growing number of jurisdictions. Most states have, either by statute or by case law, removed the unlawful arrest defense for resisting arrest.

Background

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Common law history

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The English common law has long recognized the right of an individual to resist with reasonable force an attempt of a police officer to make an unlawful arrest.[1] This offered a complete defense if nonlethal force was used,[2] and would reduce a murder charge to manslaughter if a death ensued.[3] In Hopkin Huggett's case,[4] English officials illegally seized a man to serve in the King's army.[5] Huggett and others observed this and fought to free the man.[6] In the course of the fight one of the King's men, John Barry, was killed and Huggett was put on trial for murder.[6] The English court ruled that since the officer was making an unlawful arrest, the most that could be charged was manslaughter.[7] In 1709, in Queen v. Tooley,[8] the English court again found that when resisting an unlawful arrest, the death of an individual would result in a manslaughter charge instead of a murder charge.[9] When the United States separated from England, the common law was adopted by the new American courts and the right to resist unlawful arrest was clearly recognized.[10]

Death of John Kills Back

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map of Pine Ridge Indian Reservation
Map of Pine Ridge Indian Reservation
photo of Indian Police badge
U.S. Indian Police badge, of type in use in South Dakota in 1890

On March 8, 1899, John Bad Elk fired several shots from his pistol from or near his home on the Pine Ridge Reservation.[11] At the time Bad Elk was employed as a tribal police officer for the Oglala Lakota Sioux tribe.[12] Captain Gleason, who was in charge of that part of the reservation, heard the shots and asked Bad Elk to stop by his office to discuss the matter, but Bad Elk did not show up.[13] Gleason then ordered several other tribal police officers to arrest Bad Elk and to take him to the Pine Ridge Agency, about 25 miles away.[12] Three officers contacted Bad Elk, who refused to go with them, telling them that he would go in the morning.[14] The officers then tried to arrest Bad Elk, who shot and killed John Kills Back.[14] Bad Elk claimed that Kills Back had reached for his pistol and that Bad Elk fired in self-defense.[15] Kills Back and the other officers did not have an arrest warrant, nor was the offense one that they could arrest for without a warrant.[16]

Trial

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In April 1899 at Sioux Falls, Bad Elk was tried in the United States Circuit Court for the District of South Dakota for murder. At trial, Bad Elk requested a jury instruction allowing the jury to consider that he had a right to resist an unlawful arrest.[17] Instead, the court gave a jury instruction that stated that Bad Elk did not have the right to resist an arrest and that Bad Elk only had the right to resist if the arresting officers used excessive force in making the arrest.[18] The jury convicted Bad Elk and sentenced him to death.[19] His execution date was set at June 16, 1899.[20]

Opinion of the Court

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Justice Rufus Peckham portrait
Justice Peckham, author of the unanimous opinion

Justice Rufus Wheeler Peckham delivered the opinion of a unanimous court. Peckham noted that the prosecution's case and the defendant's case varied in their presentation of the facts.[21] First he noted that the prosecution did not show and the court could not find a legal basis for the arrest, that at most the firing of the pistol was a misdemeanor if it were a crime at all.[22] An officer could arrest for a felony without a warrant, but to arrest for a misdemeanor, the crime had to have occurred in the officer's presence. They ruled that the captain also did not have the authority to order the arrest.[23] The court noted that at common law, an individual had a right to use reasonable force to resist an unlawful arrest.[24] Peckham said that the requested jury instruction was therefore material and that it was error for the trial court not to allow it.[25] The court stated:

At common law, if a party resisted arrest by an officer without warrant and who had no right to arrest him, and if in the course of that resistance the officer was killed, the offense of the party resisting arrest would be reduced from what would have been murder if the officer had had the right to arrest, to manslaughter. What would be murder if the officer had the right to arrest might be reduced to manslaughter by the very fact that he had no such right. So an officer, at common law, was not authorized to make an arrest without a warrant, for a mere misdemeanor not committed in his presence.[26]

The decision of the lower court was reversed and the case remanded for either a new trial or dismissal.[fn 1][28] Bad Elk died in prison on August 2, 1900, while awaiting a retrial.[29]

Subsequent developments

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Scholarly response

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The first response to the common law rule appeared in 1924, when it was questioned in a law review note which advocated abrogating the rule.[30] In 1942, Harvard Law professor Sam Bass Warner, in his support of the Uniform Arrest Act, proposed that a citizen had a duty to submit to arrest, legal or not, if he reasonably believed that the arresting individual was a peace officer.[31] Warner's explanations and reasoning appear to have been "accepted without question by subsequent courts..."[32] In 1969, during the height of the Civil Rights Movement, Paul Chevigny of the New York branch of the American Civil Liberties Union (ACLU) responded that an unlawful arrest was a trespass against the person and was not consistent with Warner's explanations.[33]

Common and statutory law

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In the 1960s, courts began to limit the right to resist an unlawful arrest, apparently influenced by Warner and by the Model Penal Code, which had eliminated the right.[34] In 1965, the first court struck down the right in New Jersey.[35]

Although a few states adopted the Uniform Arrest Act, a majority of the states did not.[fn 2] The Model Penal Code in 1962 eliminated the right to resist an unlawful arrest on two grounds.[37] First, there were better alternative means of resolving the issue; second, resistance would likely result in greater injury to the citizen without preventing the arrest.[38] By 2012, only fourteen states allowed a citizen to resist an unlawful arrest.[fn 3][40]

The case also received negative treatment in subsequent Supreme Court cases, from Carroll v. United States in 1925, on arrests and vehicle searches, to Atwater v. City of Lago Vista in 2001, holding that an arrest without a warrant, even for a misdemeanor, is lawful when authorized by statute.

Internet meme and myths

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The case has also been cited on various internet sites as giving citizens the authority to resist unlawful arrest. This claim is normally put forth in connection with a misquoted version of Plummer v. State.[41] One version is:

Citizens may resist unlawful arrest to the point of taking an arresting officer's life if necessary.” Plummer v. State, 136 Ind. 306 [sic]. This premise was upheld by the Supreme Court of the United States in the case: John Bad Elk v. U.S., 177 U.S. 529. The Court stated: “Where the officer is killed in the course of the disorder which naturally accompanies an attempted arrest that is resisted, the law looks with very different eyes upon the transaction, when the officer had the right to make the arrest, from what it does if the officer had no right. What may be murder in the first case might be nothing more than manslaughter in the other, or the facts might show that no offense had been committed.[42]

Modern sources citing Plummer and Bad Elk have tended to discuss the issue as defense against unlawful force; under contemporary law in most jurisdictions, a person may not use force to resist an unlawful arrest.[43] The Plummer quote has been noted to be a fabrication, not appearing in the text of the opinion.[44]

Footnotes

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  1. ^ Bad Elk died in jail, awaiting retrial on the murder charges.[27]
  2. ^ Rhode Island and New Hampshire adopted the Uniform Arrest Act in 1941.[36]
  3. ^ The states are Alabama, Georgia, Louisiana, Maryland, Michigan, Mississippi, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Virginia, West Virginia, and Wyoming.[39]

References

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  1. ^ Matthew Lippman, Contemporary Criminal Law: Concepts, Cases, and Controversies 250 (2009); Darrell A.H. Miller, Retail Rebellion and the Second Amendment 86 Ind. L.J. 939, 948 (2011).
  2. ^ Lippman at 250.
  3. ^ Miller at 948.
  4. ^ Hopkin Huggett's case (1666) 84 Eng. Rep. 1082 (K.B.).
  5. ^ Joseph Henry Beale, A Selection of Cases and Other Authorities Upon Criminal Law 682, 682-84 (2d ed. 1907); Miller at 949.
  6. ^ a b Beale at 682-84; Miller at 949.
  7. ^ Beale at 682-84; Miller at 948.
  8. ^ Queen v. Tooley (1709) 92 Eng. Rep. 349 (K.B.).
  9. ^ Miller at 950.
  10. ^ Lippman at 250; Wayne R. LaFave, 1 Search & Seizure § 1.13(a) (5th ed.).
  11. ^ Bad Elk v. United States, 177 U.S. 529, 531 (1900); Craig Hemmens & Daniel Levin, ‘Not a Law at All‘: A Call for a Return to the Common Law Right to Resist Unlawful Arrest, 29 Sw. U. L. Rev. 1, 14 (1999); Andrew P. Wright, Resisting Unlawful Arrests: Inviting Anarchy or Protecting Individual Freedom? 46 Drake L. Rev. 383, 386 (1997).
  12. ^ a b Bad Elk, 177 U.S. at 531; Hemmens at 14; Wright at 386.
  13. ^ Bad Elk, 177 U.S. at 531; The World of Law 9 The Law Student's Helper: A Monthly Magazine for the Student in and Out of Law School 22 (William Cyrus Sprague, Griffith Ogden Ellis, & Frederick R Austin eds., 1901).
  14. ^ a b Bad Elk, 177 U.S. at 532; Hemmens at 14.
  15. ^ Bad Elk, 177 U.S. at 532; Wright at 387.
  16. ^ Hemmens at 14; Wright at 386.
  17. ^ Bad Elk, 177 U.S. at 533.
  18. ^ Bad Elk, 177 U.S. at 533-34; Wright at 387.
  19. ^ Sprague at 22.
  20. ^ Death to be the Penalty: John Bad Elk Sentenced to Hang on June 16, Estherville Daily News (Iowa), Apr. 27, 1899, at 22 (via Newspapers.com).Open access icon
  21. ^ Bad Elk, 177 U.S. at 534; Hemmens at 14.
  22. ^ Hemmens at 14; Late Legal Decisions, Morning Times (Wash. D.C.), June 16, 1900, at 6 (via Newspapers.com).Open access icon
  23. ^ Bad Elk, 177 U.S. at 534; Susan McPherson, Constitutional Law - Fourth Amendment - Warrantless Arrest for Misdemeanor Traffic Violation Does Not Violate Fourth Amendment Protection Against Unreasonable Seizure 32 Cumb. L. Rev. 265, 273 (2001-2002).
  24. ^ Hemmens at 14; Wright at 387.
  25. ^ Bad Elk, 177 U.S. at 534; Late Legal Decisions, at 6.
  26. ^ Bad Elk, 177 U.S. at 534; Hemmens at 15 (internal citation omitted).
  27. ^ Indian Murderer Dies in Jail, Kearney Daily Hub (Neb.), Aug. 3, 1900, at 1 (via Newspapers.com).Open access icon
  28. ^ Bad Elk, 177 U.S. at 538; Hemmens at 15; Sprague at 22; Wright at 387.
  29. ^ "Article clipped from Kearney Hub". Kearney Hub. August 3, 1900. p. 1. Retrieved July 21, 2023.
  30. ^ Hemmens at 18.
  31. ^ Hemmens at 18-19; Miller at 953.
  32. ^ Hemmens at 22.
  33. ^ Hemmens at 31; Miller at 955.
  34. ^ Lippman at 251; Hemmens at 22-23; Miller at 953; LaFave at § 1.13(a).
  35. ^ David Fellman, Defendant's Rights Today 36 (1977); Hemmens at 24.
  36. ^ Fellman at 36; Hemmens at 24.
  37. ^ Fellman at 36; Hemmens at 23.
  38. ^ Lippman at 250-51; Hemmens at 24.
  39. ^ Darrell A.H. Miller, Retail Rebellion and the Second Amendment+,86 Ind. L.J. 939, 953 (2011).
  40. ^ Miller, at 953.
  41. ^ Plummer v. State, 34 N.E. 968 (Ind. 1893); Robery Cubby, The Right to Resist An Unlawful Arrest Archived 2015-03-24 at the Wayback Machine, Law Enforcement Today (Dec. 10, 2014); Jon Roland, Your Right of Defense Against Unlawful Arrest, Constitution.org (July 10, 1996, as modified as of May 6, 2015).
  42. ^ Scott H. Greenfield, Curb Your Catharsis, Simple Justice (Sep. 16, 2013).
  43. ^ Wright at 387-88 (covering the common law rule, but noting that as of publication, 36 of the 50 states prohibited resisting unlawful arrests); see generally Miller, at 953 (only 13 states allow resistance to an unlawful arrest).
  44. ^ Cubby.
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